#FINRA

Global Data Fusionglobaldatafusion
2025-06-17

Do you need fingerprinting to go work in another state or travel to another country?

Located in Lafayette we offer a quick and efficient fingerprinting for FBI background checks, FDLE, Apostille, LiveScan, etc...

Visit our website and pick one of the many options available or give us a call at (337) 205-3007.
>>zurl.co/CLngg <<

Just putting this out there. Portland-based #Smarsh (who unfortunately for them bought #Telemessage a year ago) is a Platinum sponsor of the upcoming #FINRA conference May 13-15 in Washington, D.C. #SRO #SEC www.finra.org/events-train...

2025 FINRA Annual Conference |...

George stevengeorge801
2025-05-05

Ready to launch your finance career?

Start with the FINRA SIE Exam! Our latest blog covers what the exam is, who needs it, key topics, and top tips to pass. A must-read for aspiring finance pros! 🚀 Read now 👉

study4exam.com/finra/info/sie

"Robert Cook, #FINRA president & CEO, said FINRA Forward will mainly focus on “capitalizing & building on recent enhancements to its regulatory programs & technology capabilities; supporting further innovation in financial services; & ensuring regulatory..." www.grip.globalrelay.com/finra-launch...

Screenshot of 3 FINRA initiatives discussed by Robert Cook. 
* Modernizing FINRA Rules
* Empowering Member Firm Compliance
* Combating Cybersecurity and Fraud Risks
Global Data Fusionglobaldatafusion
2024-10-16

Located in Lafayette, LA, we specialize in providing fast, secure, and accurate LiveScan fingerprinting for a wide range of needs including FBI background checks, FDLE, FINRA, and more!

👉 Whether you're an individual or a business, trust Global Data Fusion for reliable fingerprinting services.

Get started today!

The CapsLock Hubthecapslockhub
2023-12-18

Best for inflation

According to a new study by and the Institute, it turns out that 25% of Gen Z folks in the U.S. started diving into the world of investments before even hitting 18. And here's the interesting bit – young people seem to be really into cryptocurrencies when it comes to investing.

thecapslockhub.com/best-invest

According to a new study by FINRA and the CFA Institute, it turns out that 25% of Gen Z folks in the U.S. started diving into the world of investments before even hitting 18. And here's the interesting bit – young people seem to be really into cryptocurrencies when it comes to investing.According to a new study by FINRA and the CFA Institute, it turns out that 25% of Gen Z folks in the U.S. started diving into the world of investments before even hitting 18. And here's the interesting bit – young people seem to be really into cryptocurrencies when it comes to investing.
Ramesh #NotGoingBackrameshgupta
2023-12-04

investigates possible ahead of Oct 7 attack.

from & of found significant short-selling of shares leading up to the attacks

They claim some investors may have known in advance of a Hamas plan and used that information to profit from Israel () based on data

Similar claims were made after attacks. Not sure if they were ever validated

reuters.com/world/middle-east/

zeruchzeruch
2023-09-25

Why does: "White Collar Crime Risk Zones uses machine learning to predict where financial crimes will happen across the U.S. The system was trained on incidents of financial malfeasance from 1964 to the present day, collected from the Financial Industry Regulatory Authority (), a non-governmental organization that regulates financial firms." thenewinquiry.com/white-collar

Feel like: xkcd.com/1138/

New York-based crypto firm Prometheum has recently made waves in the #crypto community by securing approval from the US Securities and Exchange Commission (#SEC) and the Financial Industry Regulatory Authority (#FINRA).

#News #CryptoUpdate #CryptoCurrency

tronweekly.com/crypto-communit

heise online (inoffiziell)heiseonline@squeet.me
2021-07-01
Insgesamt 70 Millionen US-Dollar Strafe brummt die Wertpapieraufsicht FINRA dem Neobroker Robinhood wegen einer ganzen Reihe von Verfehlungen auf. Trading-App Robinhood: US-Behörde spricht höchste Strafe ihrer Geschichte aus

Client Info

Server: https://mastodon.social
Version: 2025.04
Repository: https://github.com/cyevgeniy/lmst